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investment in registered securities

См. также в других словарях:

  • Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… …   Wikipedia

  • Undertakings for Collective Investment in Transferable Securities — Also known as UCITS. Dresdner Kleinwort Wasserstein financial glossary unit trusts which can be marketed throughout Europe provided they are registered with their domestic regulator as such. Dresdner Kleinwort Wasserstein financial glossary See… …   Financial and business terms

  • Undertakings For The Collective Investment Of Transferable Securities - UCITS — A public limited company that coordinates the distribution and management of unit trusts amongst countries within the European Union. These funds can be marketed within all countries that are a part of the European Union, provided that the fund… …   Investment dictionary

  • Securities Fraud Deterrence and Investor Restitution Act — The Securities Fraud Deterrence and Investor Restitution Act was USBill|108|H.R.|2179 and is a bill currently on the Union Calendar. Its official titles as introduced, is To enhance the authority of the Securities and Exchange Commission to… …   Wikipedia

  • investment company — see company Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. investment company …   Law dictionary

  • Investment Company Act of 1940 — Investment Company Act of 1940, as amended (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose …   Law dictionary

  • Investment Company Act of 1940, as amended — (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the… …   Law dictionary

  • Investment Company Act — of 1940, as amended (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are… …   Law dictionary

  • investment bank — USA Investment banks assist companies in raising money by issuing and selling equity and debt securities in the capital markets. In addition to new securities offerings, investment banks facilitate the distribution of blocks of previously issued… …   Law dictionary

  • Investment Advisers Act of 1940 — (Advisers Act) USA The federal statute administered by the SEC that regulates the registration, conduct and reporting requirements of investment advisers. Investment advisers are required to register with the SEC, unless subject to an exemption… …   Law dictionary

  • investment — An expenditure to acquire property or other assets in order to produce revenue; the asset so acquired. The placing of capital or laying out of money in a way intended to secure income or profit from its employment. Securities & Exchange… …   Black's law dictionary

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